November 23, 2024

Rise To Thrive

Investing guide, latest news & videos!

Crypto Hedge Fund Galois Capital Fined $225,000 by SEC for Custody Rule Violations

1 min read
Crypto Hedge Fund Galois Capital Fined 5,000 by SEC for Custody Rule Violations
Crypto Hedge Fund Galois Capital Fined 5,000 by SEC for Custody Rule ViolationsThe U.S. Securities and Exchange Commission (SEC) has slapped Galois Capital Management LLC with a $225,000 fine for falling short of the Custody Rule laid out in the Investment Advisers Act. The crypto-centric hedge fund and advisory firm was also accused of misleading investors about the redemption process. SEC Charges Galois Capital According to the […]